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Forging Defects: Types, Causes, and Quality Control

Last updated:
May 22, 2024
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To ensure quality, metal forgings must undergo quality inspection. Forgings with defects identified during inspection are determined to be qualified, scrapped, or used after repair based on the usage requirements (inspection standards) and the extent of the defects.

I. Classification of forging defects and their causes

1. Classification of forging defects

The classification of forging defects is shown in Table 1.

Table 1 Classification of forging defects

Classification methodContent
Production process1) Defects generated in the raw material production process

2) Defects generated in the forging process

3) Defects generated in the heat treatment process
Process sequence1) Metallurgical process defects in raw materials

2) Blanking process defects

3) Heating process defects

4) Forging process defects

5) Cooling process defects

6) Cleaning process defects

7) Heat treatment process defects

2. Main characteristics and causes of forging defects

Different processes can produce different forms of defects, but the same form of defect can also come from different processes. Since the causes of forging defects are often related to various factors such as the raw material production process and the post-forging heat treatment process, do not analyze the causes of forging defects in isolation.

The main characteristics and causes of forging defects are shown in Table 2.

Table 2 Main characteristics and causes of forging defects

Defect nameMain characteristicsCauses and consequences
1. Defects arising from raw materials
Hairline cracks (splitting)Hairline cracks located on the surface of the steel, with a depth of 0.5 to 1.5mmDuring the rolling of steel, subcutaneous bubbles in the steel ingot are elongated and burst. If not removed before forging, it may cause cracks in the forged parts
ScabA layer of easily peelable thin film that exists in local areas on the surface of the steel, with a thickness of about 1.5mm. It cannot be welded during forging and appears on the surface of the forged part in the form of scabsDuring casting, the steel liquid splashes and solidifies on the surface of the steel ingot, and is pressed into a thin film during rolling, which adheres to the surface of the rolled material as scabs. After forging and pickling, the scabs peel off, leaving pits on the surface of the forged part
Fold (folding)Folds appear at both ends of the diameter on the end face of the rolled material, with the fold forming an angle with the tangent of the arc. The inside of the fold contains oxidized inclusions, and decarburization occurs around itIncorrect sizing of the roll groove on the rolling mill, or burrs produced on the worn surface of the groove, are rolled into folds during rolling. If not removed before forging, they will remain on the surface of the forged part
Non-metallic inclusionsElongated or broken but longitudinally discontinuous non-metallic inclusions appear on the longitudinal section of the rolled material. The former, such as sulfides, and the latter, such as oxides, brittle silicates.Mainly due to chemical reactions between the metal and furnace gas, container during melting; additionally, caused by refractory materials, sand, etc., falling into the molten steel during melting and casting.
Laminated fractureOften occurs in the central part of the steel material. On the fracture or cross-section of the steel, there appear some morphologies similar to broken slates or bark. This defect is more common in alloy steels, especially in chromium-nickel steel, molybdenum-nickel-tungsten steel, and is also found in carbon steels.Non-metallic inclusions, dendritic segregation, porosity, looseness, and other defects exist in steel, which are elongated longitudinally during forging and rolling, making the steel fracture appear in layers.

Laminated fracture significantly reduces the transverse mechanical properties of steel materials, and forging is very prone to delamination and rupture.
Segregation zoneUnder a low-power microscope, on the longitudinal direction of some alloy structural steel forgings (such as 40CrNiMoA, 38CrMoAIA, etc.), defects in the form of stripes or bands different from flow lines appear along the flow line direction. The microhardness of the defect area is significantly different from that of the normal area.The segregation zone is mainly due to the segregation of alloy elements during the production process of raw materials.

Slight segregation zones have little impact on mechanical properties, while severe segregation will significantly reduce the plasticity and toughness of the forging.
Bright lines or bandsOn the surface of the forging or the processed surface of the forging, bright lines of varying lengths appear. Most of the bright lines are distributed along the longitudinal direction of the forging. This defect mainly occurs in titanium alloys and superalloy forgingsCaused by segregation of alloying elements. In titanium alloy forgings, the bright lines mostly belong to areas of low aluminum and low vanadium segregation; on superalloy forgings, the bright line areas often have higher levels of elements such as nickel, chromium, and cobalt

The presence of bright lines reduces the plasticity and toughness of the material
Carbide segregation level is not up to standardOften occurs in high carbon alloy steels such as high-speed steel and high chromium cold work die steel, characterized by a local area with a higher concentration of carbides, causing carbide segregation to exceed the permitted standardCaused by the insufficient breaking and even distribution of ledeburite eutectic carbides in steel during billet opening and rolling

Severe carbide segregation can easily cause forgings to overheat, burn, or crack
White spotsCircular or oval silver-white spots on the longitudinal section of the steel billet, and fine cracks on the transverse section. The size of white spots varies, with lengths of 1~20mm or longer

White spots are common in alloy structural steel and are also found in ordinary carbon steel.
Caused by the high hydrogen content in the steel and the large organizational stress during phase transformation. Large steel billets are prone to white spots when cooled quickly after forging and rolling.

White spots are hidden internal cracks that reduce the plasticity and strength of steel.

White spots are stress concentration points, which under alternating loads, are prone to cause fatigue cracks.
Shrinkage porosity residueDuring low magnification inspection of forgings, irregular wrinkle-like gaps appear, resembling cracks, in dark brown or gray-white; under high magnification, a large amount of non-metallic inclusions are found near the shrinkage porosity residue, which are brittle and easy to peel off.Due to the concentrated shrinkage pores produced at the riser part of the steel chain not being cleanly removed, they remain inside the steel billet during slabbing and rolling.
Coarse grain rings on aluminum alloy extruded rodsAluminum alloy extruded rods supplied after heat treatment show coarse grains in a ring shape on the cross-sectional outer layer, known as coarse grain rings. The thickness of the coarse grain rings gradually increases from the start to the end of the rod.Mainly due to the presence of elements such as Mn, Cr in the aluminum alloy, and the severe deformation of the rod surface layer caused by friction between the metal and the extrusion cylinder wall during extrusion.

Billets with coarse grain rings are prone to cracking during forging, and if left on the forged parts, it will reduce the performance of the parts.
Aluminum alloy oxide filmIn the low magnification structure of the forging, the oxide film is distributed along the metal flow lines, appearing as black short lines. On the fracture surface perpendicular to the longitudinal direction of the oxide film, the oxide film appears as torn and layered; on the fracture surface parallel to the longitudinal direction of the oxide film, the oxide film appears as flaky or densely dotted.

The oxide film inside the die forging is easily seen on the belly plate or near the parting surface.
Oxides not removed from the aluminum liquid during melting are rolled into the metal liquid during the casting process, and are elongated and thinned during the extrusion, forging, and other deformation processes to become oxide films.

The oxide film has a small impact on the longitudinal mechanical properties of the forging, but has a greater impact on the transverse, especially the short transverse mechanical properties.

Compare according to the category of forgings and the standard of oxide film, only those that are unqualified are scrapped.
2. Defects generated by cutting.
Skew cuttingThe end face of the billet is inclined to the billet axis, exceeding the permitted value.Caused by the bar material not being clamped tightly during cutting

Blanks cut at an angle are prone to bending during upsetting and difficult to position during die forging, easily forming folds
The end of the blank is bent and has burrsDuring cutting, part of the metal is carried into the gap between the scissors, forming sharp burrs, and the end of the blank is bent and deformedDue to the gap between the shear blades being too large, or the blade edge not being sharp, resulting in a blank with burrs, forging is prone to folding
The end of the blank is dented or protrudingThe metal in the center part of the blank end is torn, thus there are protrusions or dents on the end surfaceThe gap between the blades is too small, the metal in the center part of the blank is not cut but torn, causing part of the metal to be pulled off

Such blanks are prone to folding and cracking during forging
End cracksMainly occurs when cutting large section billets, and such cracks also occur when shearing alloy steel or high carbon steel in a cold state.Caused by the material’s hardness being too high and the unit pressure on the blade during shearing being too great.

Forging will cause the cracks at the ends to further expand.
Punch core cracking.When cutting material on a lathe, a punch core is often left on the end face of the billet. If not removed, it may lead to cracking around the punch core during forging.Due to the small cross-section of the punch core, it cools quickly; the large end face area cools slowly, thus leading to cracks forming around the punch core.
Gas cutting cracks.Generally located at the end face or end of the billet, the crack mouth is rough.Insufficient preheating before gas cutting, leading to the formation of large thermal stress and causing it.
Grinding wheel cutting cracksWhen cutting superalloys with a grinding wheel in a cold state, it often leads to cracks on the end face. These cracks sometimes can only be seen with the naked eye after heating.Superalloys have poor thermal conductivity, and the large amount of heat generated by grinding wheel cutting cannot be quickly conducted away, forming large thermal stress on the cutting surface, and even producing micro-cracks. Heating again generates larger thermal stress, causing micro-cracks to expand into visible cracks.
3. Defects caused by heating
OverheatingThe phenomenon of coarse grains caused by excessively high heating temperatures. The characteristic of overheated carbon steel is the appearance of Widmanstätten structure; for tool and die steels, it is characterized by primary carbides, and for some alloy structural steels like 18Cr2Ni4WA, 20Cr2Ni4A, besides coarse grains, there is also MnS precipitation along the boundaries, which is not easy to eliminate with usual heat treatment methods.Caused by excessively high heating temperatures or too long heating times, or due to not considering the effect of deformation heat.

Overheating will reduce the mechanical properties of steel forgings, especially plasticity and impact toughness.

In general, overheating of steel forgings can be eliminated by annealing or normalizing.
“Toad skin” surfaceThe billets of aluminum and copper alloys form a “toad skin” or a rough surface similar to orange peel during upsetting, and in severe cases, may also crack.Due to the overheating of the billet, it is caused by coarse grains

Aluminum alloy blanks with coarse grain rings will also exhibit this phenomenon during upsetting
Widmanstätten α phase or β brittlenessAfter overheating of the (α+β) titanium alloy billet, the characteristic of its microstructure is that the α phase precipitates along the coarse original β grain boundaries and within the grains in a coarse strip form. The coarse strip-shaped α phase precipitated within the grains is arranged in a certain direction, forming what is called Widmanstätten α phaseThe titanium alloy forging with Widmanstätten α phase caused by heating temperature exceeding the β transformation temperature of the (α+β) titanium alloy has significantly reduced tensile plasticity index, which is the so-called β brittleness

Heat treatment cannot eliminate β brittleness
Overburning of steel forgingsThe grains in the overburned area are particularly coarse, oxidation is particularly severe, and the surface between cracks appears light gray-blue

After carbon steel and alloy structural steel are overburned, oxidation and melting occur at the grain boundaries. After tool and die steel is overburned, fishbone-like ledeburite appears at the grain boundaries due to melting
Caused by excessive furnace temperature or the billet staying in the high temperature zone for too long. Oxygen in the furnace penetrates along the grain boundaries into the grains, causing oxidation or forming fusible oxide eutectics, which destroys the connection between grains
Overburning of aluminum forgingsThe surface appears black or dark black, sometimes there are chicken skin-like bubbles on the surface. After the aluminum alloy billet is overburned, its microstructure will show grain boundary melting, triangular grain boundaries, or remelted spheres. The presence of any one of these phenomena indicates overburningWhen the heating temperature of the aluminum alloy billet is too high, the strengthening phase melts. After cooling down, coarse grain boundaries, triangular grain boundaries, or special shapes like remelted spheres can be seen in the microstructure
Heating cracksGenerally, it cracks along the cross-section of the billet, and the crack expands from the center to the surroundings

This type of crack often occurs in the heating of high-temperature alloys and high-alloy steel ingots and billets
Due to the large size of the billet, poor thermal conductivity, and too fast heating speed, there is a large temperature difference between the center and the surface of the billet, resulting in thermal stress that exceeds the strength of the billet
Copper brittlenessCracks appear on the surface of steel forgings. Upon high magnification inspection, copper is distributed along the grain boundaries

This defect is likely to occur when steel materials are heated in a furnace that has been used to heat copper materials
The copper oxide scraps remaining in the furnace are reduced to free copper by iron when heated

The molten copper atoms diffuse along the austenite grain boundaries at high temperatures, weakening the intergranular cohesion
Naphthalene-like fractureSome shiny small planes like naphthalene crystals appear on the fracture of steel forgings. This defect is easily seen in alloy structural steels and high-speed tool steelsCaused by too high heating temperature or high final forging temperature, and the deformation is not large enough. The essence of the naphthalene-like fracture is overheating, which will reduce the plasticity and toughness of the steel forgings
Rock-like fractureRock-like fracture is a defect that appears after severe overheating of alloy structural steel. It is observed in the tempered state, characterized by some non-metallic luster, cement-like gray-white small planes appearing on the fibrous fracture matrix. It cannot be eliminated by heat treatment methods, thus it is an unacceptable defectThe heating temperature is too high, causing a large amount of MnS to dissolve, and the MnS dissolved in the steel precipitates on the coarse austenite grain boundaries in extremely fine particles during cooling, weakening the binding force of the grain boundaries. Tempering treatment strengthens the toughness of the steel matrix, and the steel fractures along the austenite grain boundaries during breaking, thus forming some lusterless gray-white overheated small planes on the fracture

Forgings with rock-like fractures should be scrapped
Low magnification coarse grainLow magnification coarse grains are another reflection of overheating in alloy structural steel forgings, characterized by the presence of visible polygonal grains on the acid-etched low magnification specimen, which in severe cases appear snowflake-like.The grain boundaries of overheated austenite grains are relatively stable, and usual heat treatments are unable to eliminate them. Recrystallization only occurs within the coarse austenite grains, generating several new small grains within a single austenite grain. Since the grain boundaries of the small grains are thin or have little orientation difference, the original coarse austenite grains are still seen at low magnification as coarse grains.
DecarburizationThe carbon content in the surface layer of the steel part is significantly lower than in the interior, and the hardness value is lower than required. The number of cementite phases on the surface decreases under high magnification.

Decarburization occurs most easily in high carbon steel heated in an oxidizing atmosphere, especially in steel with a high silicon content.
The carbon in the surface layer of the steel is oxidized at high temperatures. The depth of the decarburization layer ranges from 0.01 to 0.6mm, depending on the composition of the steel, the composition of the furnace gas, temperature, and heating duration.

Decarburization reduces the strength and fatigue performance of parts and weakens wear resistance.
CarburizationForgings heated in an oil furnace have a significantly increased carbon content on the surface or part of the surface, increasing hardness. The carbon mass fraction of the carburized layer can reach about 1%, and in some local spots, it can even exceed 2%, showing ledeburite structure, with some carburized thicknesses reaching 1.5 to 1.6mm.During heating in the billet oil furnace, the cross area of two nozzle injections does not achieve full combustion, or poor nozzle atomization sprays out oil droplets, causing carburization on the surface of the forging.

Forgings with increased carbon, prone to tool breakage during cutting
Central cracking caused by insufficient heatingCentral cracking often occurs at the head of the billet, its depth of crack is related to heating and forging, sometimes the crack penetrates the entire billet longitudinallyCaused by insufficient insulation time and not being thoroughly heated, resulting in low plasticity in the core

High-temperature alloys have poor thermal conductivity, if the billet section size is large, sufficient insulation time should be given
4. Defects generated by forging
Longitudinal surface cracking on the bellyDuring free upsetting, irregular longitudinal cracks occur on the surface of the belly of the blank due to tensile stressDue to the friction between the blank and the anvil surface, uneven deformation occurs, resulting in a belly. If the amount of upsetting is too large, longitudinal cracks will occur
Cross cracking (longitudinal internal cracking)This type of crack often occurs in the drawing process of low-plasticity high-speed steel and high-chromium steel. Cross cracks are distributed along the diagonal of the forging’s cross-section, with varying depths of longitudinal extension, and severe ones can penetrate the entire length of the blank.In the process of repeatedly turning 90° during drawing, if the feed amount is too large, the maximum alternating shear will occur on the diagonal of the blank’s cross-section. When the shear stress exceeds the permissible value of the material, cracks will form along the diagonal direction.
Longitudinal strip cracksMainly occur when drawing round bar material from round to square, or when chamfering or rounding the billet after drawing. On the cross-section, cracks appear in the middle part in a strip form, and the depth of longitudinal extension varies, related to the forging operation.When chamfering or rounding the blank with a flat anvil, tensile stress appears in the horizontal direction of the blank, this tensile stress increases from the surface of the blank towards the center, reaching its maximum value at the center. When it exceeds the strength of the material, longitudinal internal cracks are formed.
Corner cracksScattered pull cracks that appear on the four edges of the billet after drawing. Corner cracks often occur in the drawing process of high-speed tool steel and high-chromium steel billets.After the billet is drawn into a square, the temperature of the corners drops, and the difference in mechanical properties between the corners and the main body increases. The corners crack due to tensile stress caused by the difficulty of metal flow.
Internal transverse cracksStrip-shaped cracks that appear along the height direction on the longitudinal section of the billet. When drawing high-speed steel and high-chromium steel billets, if the feed ratio is less than 0.5, such cracks are likely to occur.When the elongation ratio is less than 0.5, tensile stress will be generated in the axial direction of the billet. When it exceeds the tensile strength of some weak part in the billet, it will cause transverse cracks at that location.
Punching crackCracks appearing radially along the edge of the punching. More common in punching of chromium steel.Caused by the punch core not being preheated, insufficient preheating, or too much deformation in one punch.
Duplex forging crackCracks occurring along the interface of α phase and γ phase or in the weaker α phase when forging austenitic-ferritic stainless steel or semi-martensitic steel billets.Caused by an excess of α phase (more than 12% in austenitic-ferritic stainless steel, more than 10% in semi-martensitic steel) and high heating temperature.
Parting line crackCracks appearing along the parting line of the forging, often revealed after trimming.Caused by non-metallic inclusions in the raw material, residual shrinkage cavities or looseness, and squeezing into the parting line during forging.
Thread piercingAt the root of the rib or boss of the forged piece with L-shaped,  -shaped, and H-shaped cross-sections, cracks parallel to the parting surface appearDue to excessive billet, after the ribs are filled, there is more excess metal on the web. During continued die forging, the excess metal on the web flows violently towards the flash groove, generating a large shear stress at the root of the ribs. When it exceeds the metal’s shear strength, thread piercing occurs
Shear bandA wandering fine grain zone appears on the low magnification transverse section of the forging. It often occurs in titanium alloys and high-temperature alloy forgings forged at low temperaturesDue to the high sensitivity of titanium alloys and high-temperature alloys to quenching, during the die forging process, the hard-to-deform area near the contact surface gradually expands, resulting in intense shear deformation at the boundary of the hard-to-deform area. As a result, a strong directional formation occurs, causing a decrease in the properties of the forging
Banded structureA structure in which ferrite or other matrix phases are distributed in bands in the forging. It often occurs in hypoeutectoid steel, austenitic-ferritic stainless steel, and semi-martensitic steelDue to the deformation during forging under the coexistence of two phases

It reduces the material’s transverse plasticity index and is prone to cracking along the ferrite band or at the boundary between the two phases
Improper distribution of flow lines in the forgingAppearance of flow line disruptions such as disconnections, backflows, and vortex convections on the low magnification of the forgingCaused by improper mold design, unreasonable billet size and shape, and poor selection of forging methods
FoldingIn appearance, folding is similar to cracks. On the low magnification specimen, the external flow lines of the fold bend, whereas if it is a crack, the flow lines are cut off. On the high magnification specimen, unlike the sharp bottom of a crack, the bottom of the fold is blunt, with severe oxidation on both sidesFolding is formed by the confluence of already oxidized surface metal during the forging process. On free forgings, folding is mainly due to too small a feed amount during elongation, too large a pressing amount, or too small a radius of the anvil block corner; on die forgings, folding is mainly caused by metal convection or backflow during die forging
Uneven grain sizeSome parts of the forging have particularly coarse grains, while other parts are smaller, resulting in uneven grain size

Heat-resistant steels and high-temperature alloys are particularly sensitive to uneven grain size
The initial forging temperature is too high, and the amount of deformation is insufficient, causing the degree of deformation in certain areas to fall into the critical deformation; or the final forging temperature is too low, causing localized work hardening of the high-temperature alloy billet, and severe grain growth in that part during quenching heating

Uneven grain size can cause a decrease in endurance performance and fatigue performance
Residual casting structureIf there is residual casting structure, the elongation and fatigue strength of the forging often do not meet the standards. Under low magnification, the flow lines in the residual casting structure area are not obvious, and dendritic crystals can even be seen. This mainly occurs in forgings made from ingot blanksCaused by insufficient forging ratio or improper forging method, this defect leads to a decrease in the performance of the forging, especially a greater decrease in impact toughness and fatigue performance
Insufficient local fillingThe phenomenon of insufficient filling at the top or edges of the raised parts of the forging mainly occurs at the ribs, convex shoulders, and corners of die forgings, making the contour of the forging unclearInsufficient heating of the blank, poor metal flowability, unreasonable design of the pre-forging die cavity and billet-making die cavity, and insufficient equipment tonnage can all cause this defect
Insufficient die forgingAll dimensions of the forging increase in the direction perpendicular to the parting surface, exceeding the dimensions specified on the drawing. This defect is most likely to occur in hammer die forgingsExcessive resistance at the flash, insufficient equipment tonnage, oversized or oversized blanks, low forging temperature, and excessive wear of the die cavity can all cause underfilling
MisalignmentThe upper part of the forging is misaligned with the lower part along the parting surfaceThe forging die is not installed correctly, or there is too much clearance between the hammer head and the guide rail; or there is no lock or guide post on the forging die to balance the misalignment
Surface fish-scale scarsThe local surface of the forged part is very rough, showing fish-scale scars. This type of surface defect is most likely to occur in austenitic and martensitic stainless steel forgingsDue to the improper selection of lubricant, poor quality of lubricant, or uneven application of lubricant, resulting in local adhesion to the mold
5. Defects caused by trimming
Trimming cracksCracks produced at the parting surface during trimmingDue to low material plasticity, cracking occurs during trimming. Trimming temperature too low for magnesium alloy forgings or too high for copper alloy forgings can cause such cracks
Residual burrsBurrs larger than 0.5mm are left around the parting surface of the forging after trimming. If correction is still needed after trimming, the residual burrs will be pressed into the body of the forging, forming folds.Excessive gap between trimming dies, excessive wear of the cutting edge, or inaccurate installation and adjustment of the trimming die can all cause residual burrs.
Surface bruisingIndentations or bruises appear on the local contact surface between the forging and the punch.Due to the mismatch in shape between the punch and the contact surface of the forging, or the pushing surface is too small.
Bending or twisting deformationBending or twisting deformation occurs in the forging during trimming. It is prone to happen on forgings that are slender, thin, and complex in shape.Due to the contact surface of the trimming punch forging being too small, or uneven contact occurring.
6. Defects caused by improper cooling after forging.
Cooling cracksThe cracks are smooth and slender, sometimes showing a network of tortoise cracks. Under high magnification: Martensitic structure appears near the cracks, with no traces of plastic deformation. Often occurs on martensitic steel forgingsDue to too rapid cooling after forging, resulting in large thermal stress and structural stress

Slow cooling in sand pits or slag around 200℃ can prevent this type of crack
Cooling deformationWarping deformation of large, thin-walled, ribbed frame components during the cooling process after forgingCaused by the interaction of residual stresses generated during forging and uneven cooling

Immediate annealing after forging can prevent this defect
475℃ brittleness cracksSurface cracks that appear on ferritic stainless steel forgings cooled too slowly, staying too long in the temperature range of 400 to 520℃Due to the prolonged stay at 400~520℃, it promotes the precipitation of a certain special substance, causing brittleness

Rapid cooling at 400~520℃ can prevent cracking
Network carbidesCarbides precipitate along the grain boundaries in a network, reducing the plasticity and toughness of the forging. This defect is often seen in steel forgings with high carbon contentDue to the slow cooling after forging, carbides are able to precipitate along the grain boundaries, making the forging prone to cracking during flame cutting, deteriorating the part’s performance
7. Defects produced by post-forging heat treatment
Excessive hardnessWhen checking the hardness of the forging after heat treatment, the measured hardness is higher than required by the technical conditionsCaused by too rapid cooling after normalizing, or unqualified chemical composition of the steel
Hardness too lowThe hardness of the forging is lower than required by the technical conditionsCaused by too low quenching temperature, too high tempering temperature, or severe surface decarburization due to multiple heatings
Uneven hardness (soft spots)The hardness varies greatly in different parts of the same forging, with local areas having lower hardnessCaused by too much load in one furnace, too short holding time, or severe local decarburization
DeformationDuring the heat treatment process, especially during quenching, the forging deformsCaused by unreasonable heat treatment process or improper cooling method
Quenching cracksCracks occur at stress concentration points such as sharp corners of the forging. Different from forging cracks, the inner wall surface of quenching cracks does not have oxidation and decarburization phenomenaCaused by defects such as lack of pre-heat treatment, too high quenching temperature, too fast cooling speed, and inclusions inside the forging
Black fractureThe fracture appears dark gray or nearly black. In the microstructure, there is a cotton-like distribution of graphite on uneven spheroidal pearlite, often appearing in high carbon tool steel forgingsCaused by the graphitization process of steel and the precipitation of graphite carbon due to too long annealing time after forging, or after multiple annealing treatments
8. Defects produced during the cleaning process of forgings
Over-corrosionPitting or pockmarks appear on the surface of the forging, or even a loose and porous conditionDue to the pickling solution deterioration, too long pickling time, or acid residue left on the forging
Corrosion cracksOften appear on martensitic stainless steel forgings, characterized by fine network cracks on the surface of the forging, with cracks extending along the grain boundaries in the microstructureDue to the residual stress on the post-forged workpiece not being eliminated in time, stress corrosion occurred during the pickling process, leading to the formation of cracks
Local overheating cracksCracks that appear when cleaning the surface with a grinding wheel. This is prone to occur on ferritic stainless steel forgingsCaused by local overheating due to grinding with a grinding wheel. It can be replaced with an air chisel to clean its surface defects

3. Permissible deviations and surface defects of die forgings

The permissible deviations and surface defects of die forgings are shown in Table 3.

Table 3 Permissible deviations and surface defects of die forgings (unit: mm)

Serial numberSchematicForms of deviations and defectsForging quality
1~2t3~5t10t
1Burrs around:Z 1

Burrs in inner hole:Z 2

Burrs at the fork:Z 3
Z1=0.5~1.0
Z= 1.0 ~ 2.0

Z3 = 1.0 ~ 2.0
Z1 = 0.7 to 1.5

Z2 = 1.5 ~ 2.0

Z3 = 1.5 ~ 2.0
Z1 = 1.0 ~ 2.0

Z2 = 2.0 ~ 3.0
2Surface defect depth

①Unmachined surface (see values on the right side of this table)

②Machined surface not greater than 1/2 of the actual margin

Q – Scale pits or dents
1 – Bent Texture
2 – Crack
0.5 ~1.00. 75 ~1.51.0 ~2.0
3Bending: f (but not greater than 1/2 of the rod margin)0.8 ~1.00.8 ~1.51.0 ~2.0
4Error: λ0.8 ~1. 00.8 ~1.51.0 ~2.0
5Wall thickness difference:
K-K 1 = 2e (but not greater than 1/2 allowance)
0.8 ~1.01.5 ~2.02.5 ~3.0
6Flatness: A (but not greater than 1/2 allowance)0.5 ~1.00.8 ~1.51.0 ~2.0

II. Forging Quality Inspection Content

The purpose of forging quality inspection is to ensure that the quality of forgings meets the technical standards of the forgings. Common forging technical standards are shown in Table 4. The content of forging quality inspection includes: inspection of forging geometry and size, surface quality inspection, internal quality inspection, mechanical property inspection, and chemical composition inspection, etc.

Table 4 Common Forging Technical Standards

Standard NumberStandard Name
GB/T 8541—2012Forging Terminology
GB/T 12361—2003General Technical Conditions for Steel Forgings
GB/T 12362—2003Steel die forgings tolerances and machining allowances
GB/T 12363—2005Classification of forging functions
GB/T 13320—2007Metallographic structure grading chart and evaluation method for steel die forgings
GB/T 21469—2008Machining allowances and tolerances for hammer steel free forgings – General requirements
GB/T 21470—2008Machining allowances and tolerances for hammer steel free forgings – Discs, columns, rings, and cylinders
GB/T 21471—2008Machining allowances and tolerances for hammer steel free forgings – Shafts
GB/T 16923—2008Normalizing and annealing of steel parts
GB/T 16924—2008Quenching and tempering of steel parts
JB/T 4290—2011Technical conditions for high-speed tool steel forgings
JB/T 4385.1—1999General technical conditions for hammer free forgings
JB/T 4385.2—1999Free forging on hammer Complexity classification and conversion coefficient
JB/T 9174—1999Material consumption process quota for die forgings Compilation method
JB/T 9177—1999Structural elements of steel die forgings
JB/T 9178.1—1999General technical conditions for free forging on hydraulic press
JB/T 9178.2—1999Complexity classification and conversion coefficient for free forging on hydraulic press
JB/T 9179.1~8—2013Machining allowance and tolerance for free forging on hydraulic press
JB/T 9180.1—2014Steel cold extrusion parts Part 1: Tolerances
JB/T 9180.2—2014Steel cold extrusion parts Part 2: General technical conditions
JB/T 9181—1999Structural design specifications for precision hot forging of straight bevel gears
JB/T 4201—1999Technical conditions for precision hot forging of straight bevel gears
JB/T 8421—1996General rules for inspection of steel forgings

The specific inspection items and requirements for forgings vary with the grade of the forging. The grade of the forging is classified according to the part’s stress conditions, working conditions, importance, material type, and metallurgical process. The classification of forging grades varies across industrial sectors, with some departments dividing forgings into three levels, and others into four or five levels.

Table 5 classifies forgings into three levels and indicates the inspection items for each level. Table 6 is the standard for test methods for each inspection item of forgings. For some forgings with special requirements, inspection must also be conducted in accordance with the specifications in the dedicated technical conditions document.

Table 5 Forging grades and inspection items

Inspection itemsGradeRemarks
IIIIII
Quantity inspected per batch
Material grade100%100%100%
Surface quality100%100%100%
Geometric dimensions100%100%100%Vertical dimensions and misalignment are checked 100%, other dimensions are spot-checked as necessary
HardnessSteel forgings10%10%10%
Non-ferrous alloy forgings100%100%100%Copper alloys, 3A21 not checked
Mechanical propertiesDraw 1 piece per melt batch, special surplus material is 100%Draw 1~2 pieces per melt batchAluminum, magnesium parts carry test bars with each heat treatment furnaceSteel, aluminum, and magnesium parts are not subject to impact toughness inspection
Low magnification structureDraw 1 piece per melt batchDraw 1 piece per melt batch
High magnification structureThe remainder of non-ferrous alloy forgings is 100%Draw 1 piece from non-ferrous alloy forgingsNon-ferrous alloy forgings not subjected to quenching treatment are not inspected
FractureThe remainder of steel forgings is 100%, draw 1 piece from non-ferrous alloy forgingsWhen there are no specific regulations, take the fracture from the low magnification test piece

Table 6 Test methods standards for various inspection items of forgings

Inspection itemsTest method standards
Chemical compositionGB/T 222—2006
GB/T 223.3—1988, etc.
Mechanical properties (tensile, impact)GB/T 229—2007
GB/T 228.1—2010
High temperature creepGB/T 2039—2012
Fatigue performanceGB/T 4337—2008
GB/T 3075—2008
Brinell hardnessGB/T 231.1—2009
Rockwell hardnessGB/T 230.1—2009
Low magnification structureGB/T 1979—2001
GB/T 4297—2004
GB/T 3246.2—2012
Fracture grain sizeGB/T 1814—1979
GB/T 6394—2002
Decarburized layer non-metallic inclusionsGB/T 224—2008
GB/T 10561—2005
High magnification structureGB/T 13320—2007
Intergranular corrosionGB/T 4334—2008
GB/T 7998—2005
Bend testGB/T 232—2010

III. Forging quality inspection methods

1. Inspection of forging geometry and dimensions

The inspection content of forging geometry and dimensions includes:

  • Forging length dimensions;
  • Forging height (or transverse size) and diameter;
  • Forging thickness;
  • Forging cylindrical and fillet radius;
  • Angle on forging;
  • Forging aperture;
  • Forging misalignment;
  • Forging deflection;
  • Forging plane perpendicularity;
  • Forging parallelism.

The geometric shape and size of the forging can be measured with general measuring tools such as calipers, micrometers, and vernier calipers. In mass production, special measuring tools along with go/no-go gauges, plug gauges, and templates can be used for inspection. For forgings with complex shapes and multiple inspection areas or items, specially made special instruments or templates can be used for inspection.

2. Forging Surface Quality Inspection Methods

Table 7 Forging Surface Quality Inspection Methods

No.Inspection MethodCharacteristics and Uses
1Visual InspectionThis is the most common and frequently used method for inspecting the surface quality of forgings. The inspector carefully observes the surface of the forging with the naked eye for defects such as cracks, folds, indentations, spots, and surface overheating. To facilitate the observation of defects, visual inspection is usually carried out after removing the oxide skin through pickling, sandblasting, or tumbling.
2Magnetic Particle InspectionMagnetic particle inspection, also known as magnetic particle testing or magnetic flaw detection, can find fine cracks and surface defects such as cracks hidden beneath the surface that are not visible to the naked eye. However, it can only be used on magnetic materials such as carbon steel, tool steel, and alloy structural steel, and the surface of the forging must be smooth and flat.
3Fluorescence detectionFor surface defects of forgings made of non-ferromagnetic materials, such as non-ferrous alloys, high-temperature alloys, stainless steel, etc., fluorescence detection can be used. Fluorescence detection is not limited by whether the material is magnetic or non-magnetic
4Dye penetrant inspectionThis method is not limited by whether the material is magnetic or non-magnetic. It uses a highly penetrative oil with color to penetrate into the surface defects of the forging, and uses an absorbent to draw it out, allowing the surface defects to be seen with the naked eye under ordinary light

3. Methods for inspecting the internal quality of forgings

Table 8 Methods for inspecting the internal quality of forgings

No.Inspection methodFeatures and applications
1Ultrasonic testingStrong penetration; the equipment is nimble, easy to carry, and simple to operate; it can accurately detect defects such as cracks, inclusions, shrinkage cavities, and pores; it can inspect forgings from one side, which is quite convenient for large forgings. Mainly used for important large forgings
2Low magnification inspectionLow magnification inspection involves using the naked eye or a magnifying glass of 10 to 30 times magnification to check for defects on the cross-section of forgings. Common inspection methods include: etching, fracture, and sulfprint. The etching method is generally used for defects such as flow lines, dendrites, residual shrinkage cavities, voids, slag inclusions, and cracks. Fracture inspection is used for defects such as overheating, overburning, white spots, delamination, and the appearance of naphthalene and stone-like fractures. The distribution of sulfides is checked using the sulfprint method
3High magnification inspectionHigh magnification inspection is the examination of the internal structure (or fracture surface) and micro defects of forgings under various microscopes. There are three types of microscopes used for high magnification inspection: ordinary full-phase microscope, transmission electron microscope, and scanning electron microscope. In actual production, general inspection items, such as examining the grain size of structural steel, inclusions, decarburization, and the distribution of carbides in tool steel, are all conducted at 100 to 500 times magnification under an ordinary full-phase microscope

Non-destructive testing can detect surface or internal defects of forgings without damaging them. Non-destructive testing is very suitable for important forgings with strict quality requirements, and a comparison of several common non-destructive testing methods is shown in Table 9.

Table 9 Comparison of several non-destructive testing methods

Inspection methodRequirements for the sampleDetectable defectsDamage assessment methodFlaw detection conclusionAdvantages and disadvantages
Ultrasonic testingMaterial is not limited, steel thickness can reach up to 10m, surface must be smooth, shape must be simple, and single-sided detection is possibleDefects in any part can be detected with high sensitivityBased on the indication of the ultrasonic signalDefect location, depth, size, and distributionWide applicability, high sensitivity, easy operation, immediate availability of test results, harmless to the human body.

But it can only be used for workpieces with simple shapes and low surface roughness, and cannot determine the nature of defects
X-ray inspectionNo limit on materials, no limit on shape, no special processing requirements, thickness cannot be too greatThe defect location should be near the surface or insideBased on photographic film or fluorescent screen displayDefect location, shape, size, and distributionHigh perspective sensitivity, can keep permanent records, not limited by materials and shapes

But it is expensive, the equipment is bulky, cannot detect planar defects, and is harmful to the human body
Magnetic particle inspectionLimited to ferromagnetic materials, surface roughness Ra >1.6μm, test piece size is limited by equipment, thickness is in principle unlimitedSurface and near-surface minor defectsAccording to the accumulation of magnetic particlesThe position, shape, and length of defectsHigh speed, high sensitivity, simple equipment, and convenient operation

But it cannot inspect non-ferromagnetic materials, cannot inspect internal defects, nor determine the depth of defects
Penetration testingFluorescenceVarious metal materials, surface roughness Ra >1.6μm, no thickness limitMust be micro defects extending to the surfaceObserve the accumulation of powder under ultraviolet lightThe location, shape, and length of surface defectsNot limited by materials, the equipment is simple, and the operation is convenient. However, it can only detect defects exposed on the surface, and ultraviolet light is harmful to human vision
ColoringVarious materials, surface roughness Ra >1.6μm, no thickness limitSurface defectsDirectly judge from the agglomeration of the powderThe location, shape, and length of surface defectsNot limited by materials, no special equipment required, simple operation. But it can only detect surface defects, low sensitivity, slow speed
Eddy current testingLimited to metal materials, smooth surface, simple shapeSurface and near-surface streaksAccording to electrical signal indicationDetermine the presence and approximate size of surface defectsThe equipment is simple and compact, easy to carry. Slow speed, unable to determine the nature and depth of defects

4. Forging mechanical property inspection methods

Table 10 Forging mechanical property inspection methods

No.Inspection methodCharacteristics and applications
1Hardness testThe hardness test is the simplest and most commonly used method to judge the mechanical properties of forgings in production. The common hardness test methods for forgings include Brinell hardness, Rockwell hardness, and Vickers hardness, especially Brinell hardness is the most used.

The purpose of testing hardness is to determine whether the forging has appropriate machinability, whether the surface is decarburized, and to roughly understand the internal structure of the forging.
2Tensile testThrough the room temperature tensile test, the tensile strength R m , yield strength R eL and R eH (or specified plastic elongation strength R p0.2 etc.), elongation after fracture A, and reduction of area Z of the forging can be determined.
3Impact testThrough the impact test, the impact absorption energy KV or KU, etc., of the forging can be determined.

IV. Forging quality control

1. Main content and methods of forging quality control

In order to ensure that the forging has the dimensional accuracy and mechanical performance requirements specified in the forging drawing, it is necessary to control the quality of the forging, that is, to control the entire production process from raw material to post-forging heat treatment, to ensure the stability of production quality and the consistency of the product.

Forging quality control includes: incoming inspection (raw materials), intermediate inspection (semi-finished products), final inspection (finished forgings), and control of production means such as tooling, equipment, and measuring instruments adjustment, inspection, and measurement tools.

The pre-forging heating process and post-forging heat treatment process are special processes, whose quality characteristics cannot be precisely measured or economically measured, mainly relying on strict process parameter control to ensure quality.

Forging quality control is shown in Table 11.

Table 11 Quality Control of Forgings

No.ItemKey Points of Quality Control
1Quality Control of Raw Materials1) Verify the material’s mill test certificate with the material standard

2) Check if the material’s identification is correct to avoid mixing materials

3) Check material specifications

4) Inspect the surface quality of materials for defects such as cracks and scars

5) Random inspection of chemical composition

6) Use rapid spectrometer, spark identification, etc., to inspect and avoid material mixing
2Mold quality control1) Verify the mold’s quality assurance certificate or manufacturing inspection report (including non-destructive testing)

2) Mold inspection (re-inspection), including shape, size, hardness

3) Adjust the mold on the machine tool, and inspect the sample marking

4) Mold repair
3Heating quality control1) Use a three-way temperature sorting device for heating or use an infrared thermometer to detect the heating temperature

2) Use rapid heating when heating with a coal stove or oil furnace
4Forging process quality control1) First article inspection

2) Intermediate workers self-inspect, inspectors re-inspect, and fill in records

3) Equip with necessary inspection and measuring tools
5Heat treatment quality control1) Strictly control heat treatment process parameters and save records

2) Intermediate workers self-check hardness, inspectors re-check hardness, and record

3) When necessary, use a magnetic hardness sorter or hardness tester for 100% hardness inspection

4) When necessary, use the corresponding non-destructive testing methods to check for cracks
6Product identification and traceability control1) Starting from when the raw materials enter the workshop, they are managed with tags

2) Tag management during the processing, indicating part number, name, material grade, specifications, material batch number, operator, inspector, etc., and following the forging through each process until it reaches the machining unit

3) When necessary, print the mold serial number, material batch number, and other marks on the forging

2. Methods for correcting defects in forgings

Table 12 Methods for correcting defects in forgings

No.Type of defectCorrection method
1Burrs, splits, foldsUse grinding wheel polishing, pneumatic shovel removal, or rotary file polishing methods for correction
2For parts that are not too severe or not too large unfilledCan be re-forged in a new forging mold, or corrected by welding (fusion) method
3For forgings that are insufficiently forgedCan be pre-processed in the machining workshop for correction. Such insufficiently forged forgings should not be re-forged, as this may cause new oxide skin to press into the forging and become an irreparable waste product. Sometimes grinding can be used for correction. For unimportant forgings, they can be reheated once to correct by turning the excess metal into oxide skin, finally adding shot blasting treatment
4ErrorThe correction method for errors is to reforge once. If the error is severe, it cannot be corrected; if the error is not severe, grinding can also be used for correction
5Bending deformationCorrection can be made by heating to the forging trimming temperature or by using a press or friction press in a cold state
6OverheatingFor overheated forgings, normalization can be used for correction
7Forging hardness not qualifiedWhen the hardness is too high, it can be corrected by re-tempering; when the hardness is too low, it can be corrected by re-quenching and tempering
8For forgings that are overburnt, quench cracked, severely folded, or severely out of dimensionShould be treated as irreparable forgings, scrapped, and not corrected
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